Jannine M. Barbosa - Chief Operating Officer

Jannine Barbosa is the Chief Operating Officer for Gary Goldberg Financial Services. In this role she oversees the general company operations, accounting, and compliance functions and works closely with the CEO, Gary M. Goldberg.

Jannine's previous experience was with Manufacturers and Traders Trust Company, as a senior customer service representative. Her career with Gary Goldberg Financial Services began in 1999 as an assistant to the Portfolio Services Analyst. In late 2003, she attained compliance responsibilities and was promoted to Chief Compliance Officer in 2006. In 2008 Jannine was promoted to her current Chief Operating Officer role and became a member of the company's Executive Committee.

Jannine is primarily responsible for the oversight of operations for both broker-dealer and investment advisory activities, ensuring that proper procedures are developed and executed from both business and compliance standpoints. Her role includes designing and overseeing additions and modifications to the companies' procedures as part of a continual process of self-assessment and improvement.

Jannine holds a Bachelor of Science degree, with a concentration in Finance, from the State University of New York at Oswego, and Series 7, 24, and 66 FINRA registrations. She resides in Orange County, New York.

 

 

 

 

 

 

 

 

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