|Thomas A. Cattani, Esq. - Chief Compliance Officer
The Gary Goldberg Financial Services Compliance Department is led by Thomas A. Cattani, Esq., a licensed attorney at law. Mr. Cattani is a graduate of Rutgers University School of Law where he graduated with a JD degree and was awarded Tax Honors Certificate with Distinction. Mr. Cattani brings his skills and training to ensure that the firm is compliant with an ever expanding regulatory environment, and to ensure that appropriate steps are taken to protect our clients' accounts and sensitive information.
Attn: Chief Compliance Officer
75 Montebello Road
Suffern, NY 10901
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In addition to the management fees that are charged by GGFS, the underlying Mutual Fund, Exchange Traded Fund or Variable Annuity sub-accounts have internal expenses, fees and costs. Please read the prospectus of the underlying funds or annuity for specific information relating to the fees, charges and costs as well as other important information relating to the investments. These investments are not FDIC insured, may lose their value and are not guaranteed.
Bank Deposit Sweep Program (BDSP) "Disclosure Document" Securities offered through Bruderman Brothers, LLC, a Registered Broker Dealer, Member FINRA, SIPC. Management services offered through Bruderman Brothers Asset Management, an Investment Advisory Firm.